Singapore legislation

Section 36

of Securities Industry Act

Section 36

Notification of change of particulars

Where —

(a)

the holder of a dealer’s licence or investment adviser’s licence ceases to carry on the business to which the licence relates;

(b)

the holder of a representative’s licence ceases to be a representative of the dealer or investment adviser in relation to whom the representative’s licence was issued; or

(c)

a change occurs in any matter particulars of which are required by section 37 to be entered in the register of licence holders in relation to the holder of a licence,the holder of the licence shall, not later than 14 days after the occurrence of the event concerned, give to the Authority, in the prescribed form, particulars in writing of the event concerned.

Section 36 — Securities Industry Act | laws.sg