Singapore legislation

Section 41

of Securities Industry Act

Section 41

Application of this Part

(1)

This Part applies to a person who is —

(a)

a dealer;

(b)

a dealer’s representative;

(c)

an investment adviser;

(d)

an investment representative;

(e)

a financial journalist.

(2)

In this Part, “financial journalist” means a person who contributes advice concerning securities or prepares analyses or reports concerning securities for publication in a bona fide newspaper or periodical.

(3)

In this Part, a reference to securities is a reference to securities which are quoted on a securities exchange in Singapore.

Section 41 — Securities Industry Act | laws.sg