Singapore legislation

Section 109

of Financial Advisers Act 2001

Section 109

Offences under this Part

Any person who —

(a)

without reasonable excuse, refuses or fails to comply with an order under section 108(1)(b), (c) or (d);

(b)

in purported compliance with an order under section 108(1)(b) or (c), provides to the Authority or transmits to the regulatory authority any material or copy thereof known to the person to be false or misleading in a material particular; or

(c)

in purported compliance with an order made under section 108(1)(d), makes a statement to the Authority that is false or misleading in a material particular,shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $10,000 or to imprisonment for a term not exceeding 2 years or to both.[81

Read in full context — Financial Advisers Act 2001 →