Singapore legislation

Section 144

of Securities and Futures Act 2001

Section 144

Exercise of certain powers in relation to financial benchmarks

Amended by4/20174/2017

(1)

This section applies where the Authority considers that —

(a)

it may be necessary to give a direction in relation to any designated benchmark under section 123ZZB; or

(b)

a person may have contravened any of the provisions of Part 12 in relation to a financial benchmark.

Amended by4/2017

(2)

Where the Authority believes on reasonable grounds that a person is capable of giving information concerning any of the following matters:

(a)

the activity of administering a financial benchmark;

(b)

the activity of providing information in relation to a financial benchmark;

(c)

the financial position of any authorised benchmark administrator, exempt benchmark administrator, authorised benchmark submitter, exempt benchmark submitter or designated benchmark submitter;

(d)

the financial position of any business carried on by a nominee controlled by a person mentioned in paragraph (c) or jointly controlled by 2 or more persons, at least one of whom is a person mentioned in that paragraph;

(e)

an audit of, or any report of an auditor concerning, any book of any authorised benchmark administrator, exempt benchmark administrator, authorised benchmark submitter, exempt benchmark submitter, or designated benchmark submitter, being a book relating to a designated benchmark,the Authority may require the person to disclose to the Authority the information that the person has about that matter.

Amended by4/2017
Section 144 — Securities and Futures Act 2001 | laws.sg