Singapore legislation
Section 169
Section 169
Interpretation of this Part
In this Part, unless the context otherwise requires —“enforce” means enforce through criminal, civil or administrative proceedings;“enforcement” means the taking of any action to enforce a law or regulatory requirement against a specified person, being a law or regulatory requirement that relates to the securities and derivatives industry of, or financial benchmarks in, the foreign country of the regulatory authority concerned;“foreign country” means a country or territory other than Singapore;“investigation” means an investigation to determine if a specified person has contravened or is contravening a law or regulatory requirement, being a law or regulatory requirement that relates to the securities and derivatives industry of, or financial benchmarks in, the foreign country of the regulatory authority concerned;“material” includes any information, book, document or other record in any form whatsoever, and any container or article relating thereto;“regulatory authority”, in relation to a foreign country, means an authority of the foreign country exercising any function that corresponds to a regulatory function of the Authority under this Act;“supervision”, in relation to a regulatory authority, means the taking of any action for or in connection with the supervision of —
a person operating an organised market, an intermediary or any other person regulated by the regulatory authority;
the issuance of or trading in capital markets products in the foreign country of the regulatory authority; or
a person administering a financial benchmark, or providing information in relation to a financial benchmark, in the foreign country of the regulatory authority.
Definition
“enforce” means enforce through criminal, civil or administrative proceedings;
Definition
“enforcement” means the taking of any action to enforce a law or regulatory requirement against a specified person, being a law or regulatory requirement that relates to the securities and derivatives industry of, or financial benchmarks in, the foreign country of the regulatory authority concerned;
Definition
“foreign country” means a country or territory other than Singapore;
Definition
“investigation” means an investigation to determine if a specified person has contravened or is contravening a law or regulatory requirement, being a law or regulatory requirement that relates to the securities and derivatives industry of, or financial benchmarks in, the foreign country of the regulatory authority concerned;
Definition
“material” includes any information, book, document or other record in any form whatsoever, and any container or article relating thereto;
Definition
“regulatory authority”, in relation to a foreign country, means an authority of the foreign country exercising any function that corresponds to a regulatory function of the Authority under this Act;
Definition
“supervision”, in relation to a regulatory authority, means the taking of any action for or in connection with the supervision of —
a person operating an organised market, an intermediary or any other person regulated by the regulatory authority;
the issuance of or trading in capital markets products in the foreign country of the regulatory authority; or
a person administering a financial benchmark, or providing information in relation to a financial benchmark, in the foreign country of the regulatory authority.