Singapore legislation

Section 46C

of Securities and Futures Act 2001

Section 46C

Holding out as licensed trade repository or licensed foreign trade repository

Amended by34/201234/2012

(1)

A person must not hold out that the person is —

(a)

a licensed trade repository, unless the person has in force a trade repository licence granted by the Authority under section 46E(1); or

(b)

a licensed foreign trade repository, unless the person has in force a foreign trade repository licence granted by the Authority under section 46E(2).

Amended by34/2012

(2)

Any person who contravenes subsection (1) shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $20,000 and, in the case of a continuing offence, to a further fine not exceeding $2,000 for every day or part of a day during which the offence continues after conviction.

Amended by34/2012