Singapore legislation

Section 46ZJ

of Securities and Futures Act 2001

Section 46ZJ

Power of Authority to make regulations

Amended by34/201234/2012

(1)

Without affecting section 341, the Authority may make regulations for the purposes of this Part, including regulations relating to —

(a)

the grant of a trade repository licence or foreign trade repository licence;

(b)

the requirements applicable to a licensed trade repository or licensed foreign trade repository;

(c)

the measures that a licensed trade repository or licensed foreign trade repository must adopt for the purposes of managing or mitigating risks;

(d)

the maintenance of records of transactions reported to a licensed trade repository or licensed foreign trade repository; and

(e)

the submission of reports by a licensed trade repository or licensed foreign trade repository.

Amended by34/2012

(2)

Regulations made under this section may provide —

(a)

that a contravention of any specified provision thereof shall be an offence; and

(b)

for a penalty not exceeding a fine of $150,000 or imprisonment for a term not exceeding 12 months or both for each offence and, in the case of a continuing offence, for a further penalty not exceeding a fine of 10% of the maximum fine prescribed for that offence for every day or part of a day during which the offence continues after conviction.

Amended by34/2012
Section 46ZJ — Securities and Futures Act 2001 | laws.sg