Singapore legislation

Section 94

of Securities and Futures Act 2001

Section 94

Records of holders of capital markets services licence

Amended by2/20094/20172/2009

(1)

The Authority must keep in such form as it thinks fit records of holders of a capital markets services licence setting out the following information of each holder:

(a)

its name;

(b)

the address of the principal place of business at which it carries on the business in respect of which the licence is held;

(c)

the regulated activity or activities and the type or types of capital markets products to which its licence relates;

(d)

where the business is carried on under a name or style other than the name of the holder of the licence, the name or style under which the business is carried on;

(e)

such other information as may be prescribed.

Amended by2/20094/2017

(2)

The Authority may publish the information referred to in subsection (1) or any part of it in such manner as it considers appropriate.

Amended by2/2009
Section 94 — Securities and Futures Act 2001 | laws.sg