Section 99E

who satisfies such entry requirements as the Authority may specify for that type of regulated activity;

who intends to undergo an examination in order to satisfy the examination requirements specified by the Authority under section 99D(2) for that type of regulated activity, the fact of which has been notified to the Authority in the document lodged under section 99H(1);

whose name is entered in the public register of representatives as a provisional representative;

whose status as a provisional representative has not currently been revoked or suspended and who has not currently been prohibited by the Authority from carrying on business in that type of regulated activity;

whose entry in the public register of representatives indicates that he or she is appointed to carry on business in that type of regulated activity and does not indicate that he or she has ceased to be so;

whose principal —

is licensed to carry on business in that type of regulated activity; or

carries on business in that type of regulated activity in its capacity as a person exempted from the requirement to hold a capital markets services licence under section 99(1)(a), (b), (c) or (d);

who has not previously been appointed as a provisional representative by the Authority; and

who is not, by virtue of any circumstances prescribed by the Authority, disqualified from acting as a provisional representative.

upon the expiry of the period of time specified by the Authority under subsection (2);

if he or she fails to comply with any condition or restriction imposed on him or her under section 99N;

upon his or her principal informing the Authority of the satisfaction of the examination requirements specified for that or any other type of regulated activity under subsection (5); or

on the occurrence of such other circumstances as the Authority may prescribe.

as if the reference in section 99D(6) to section 99D(1) were a reference to subsection (1); and

with such other modifications and adaptations as the differences between provisional representatives and appointed representatives require.