Singapore legislation

Clause 13

of Securities Industry Bill

Clause 13

Security to be lodged in respect of dealer’s licence

(1)

Except in the case of a dealer who is a stock broker, the Registrar shall not grant or renew a dealer’s licence unless there is lodged with him a security in the sum of thirty thousand dollars in respect of the licence.

(2)

A security required by subsection (1) of this section shall be by cash deposit or by such other method as the Registrar may in any particular case allow.

(3)

A security lodged under subsection (1) of this section shall be applied by the Registrar subject to and in accordance with the regulations made under this Act.

Clause 13 — Securities Industry Bill | laws.sg