Singapore legislation
Clause 21
Clause 21
Register of licence holders
(1)
The Registrar shall keep in such form as he thinks fit a register of the holders of current licences, specifying —
in relation to each holder of a dealer’s or investment adviser’s licence —
his name;
the address of the principal place of business at which he carries on the business in respect of which the licence is held; and
where the business is carried on under a name or style other than the name of the holder of the licence, the name or style under which the business is carried on; and
in relation to each holder of a representative’s licence —
his name;
the name of the dealer or investment adviser in relation to whom the licence was issued; and
where the business of that dealer or investment adviser is carried on under a name or style other than the name of the dealer or investment adviser, the name or style under which that business is carried on.
(2)
Any person may, upon payment of the prescribed fee, inspect and take extracts from the register kept under subsection (1).
(3)
Except as provided in subsection (2), the power of inspection conferred by paragraph (a) of subsection (2) of section 11 of the Companies Act, shall not apply in respect of a document filed or lodged with the Registrar under this Act (Cap. 185).