Singapore legislation
Clause 43
Clause 43
Production of records, etc., by Exchange, clearing house, futures broker, etc.
(1)
An Exchange, a clearing house, futures broker, futures trading adviser or futures pool operator shall —
produce any books, accounts and records kept by it or him in connection with, or for the purposes of, its or his business, or in respect of any trading in futures contracts;
collect and furnish any returns; and
provide any information relating to its or his business, or any trading in futures contracts, or any other specified information,as the Authority may require.
(2)
The Authority may on production of any books, accounts or records under subsection (1) take copies of them or extracts from them.
(3)
If any of the persons or bodies mentioned in subsection (1), without reasonable excuse, fails to comply with any requirement under subsection (1), the person or body concerned shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $20,000.