Singapore legislation
Clause 41
Clause 41
Application of this Part
(1)
This Part applies to a person who is —
(a)
a dealer;
(b)
a dealer’s representative;
(c)
an investment adviser;
(d)
an investment representative;
(e)
a financial journalist.
(2)
In this Part, “financial journalist” means a person who contributes advice concerning securities or prepares analyses or reports concerning securities for publication in a bona fide newspaper or periodical.
(3)
In this Part, a reference to securities is a reference to securities which are quoted on a securities exchange in Singapore.