Singapore legislation
Clause 169
Clause 169
Interpretation of this Part
In this Part, unless the context otherwise requires —“enforce” means enforce through criminal, civil or administrative proceedings;“enforcement” means the taking of any action to enforce a law or regulatory requirement against a specified person, being a law or regulatory requirement that relates to the securities or futures industry of the foreign country of the regulatory authority concerned;“foreign country” means a country or territory other than Singapore;“investigation” means an investigation to determine if a specified person has contravened or is contravening a law or regulatory requirement, being a law or regulatory requirement that relates to the securities or futures industry of the foreign country of the regulatory authority concerned;“material” includes any information, book, document or other record in any form whatsoever, and any container or article relating thereto;“regulatory authority”, in relation to a foreign country, means an authority of the foreign country exercising any function that corresponds to a regulatory function of the Authority under this Act;“supervision”, in relation to a regulatory authority, means the taking of any action for or in connection with the supervision of —
a person operating a securities market or futures market, an intermediary or any other person regulated by the regulatory authority; or
the issuance of or trading in securities, or the trading in futures contracts in the foreign country of the regulatory authority.
Definition
“enforce” means enforce through criminal, civil or administrative proceedings;
Definition
“enforcement” means the taking of any action to enforce a law or regulatory requirement against a specified person, being a law or regulatory requirement that relates to the securities or futures industry of the foreign country of the regulatory authority concerned;
Definition
“foreign country” means a country or territory other than Singapore;
Definition
“investigation” means an investigation to determine if a specified person has contravened or is contravening a law or regulatory requirement, being a law or regulatory requirement that relates to the securities or futures industry of the foreign country of the regulatory authority concerned;
Definition
“material” includes any information, book, document or other record in any form whatsoever, and any container or article relating thereto;
Definition
“regulatory authority”, in relation to a foreign country, means an authority of the foreign country exercising any function that corresponds to a regulatory function of the Authority under this Act;
Definition
“supervision”, in relation to a regulatory authority, means the taking of any action for or in connection with the supervision of —
a person operating a securities market or futures market, an intermediary or any other person regulated by the regulatory authority; or
the issuance of or trading in securities, or the trading in futures contracts in the foreign country of the regulatory authority.