Singapore legislation

Clause 38

of Securities and Futures Bill

Clause 38

Report by overseas securities exchange and overseas futures exchange

(1)

Every recognised trading system provider which is an overseas securities exchange or overseas futures exchange shall submit to the Authority a report, in such manner and containing such information as the Authority may prescribe, at least once in every calendar year.

(2)

The report shall contain a statement as to whether any event had occurred in the year preceding the date of the report which may affect the compliance with the requirements specified in section 36(4) or (6) or any regulations made under section 7 or conditions or restrictions imposed under section 36(4) by the overseas securities exchange or overseas futures exchange as are required for a person to be recognised as a recognised trading system provider.

(3)

The report shall also contain such other information as the Authority may require.

Clause 38 — Securities and Futures Bill | laws.sg