Singapore legislation

Clause 94

of Securities and Futures Bill

Clause 94

The Authority shall keep in such form as it thinks fit a register of licensed persons specifying —

(a)

in relation to the holder of a capital markets services licence —

(i)

its name;

(ii)

the address of the principal place of business at which it carries on the business in respect of which the licence is held;

(iii)

the regulated activity or activities to which its licence relates;

(iv)

where the business is carried on under a name or style other than the name of the holder of the licence, the name or style under which the business is carried on; and

(v)

such other information as may be prescribed;

(b)

in relation to the holder of a representative’s licence —

(i)

his name;

(ii)

the name of his principal in relation to whom the licence was granted;

(iii)

the regulated activity or activities to which his licence relates;

(iv)

where the business of his principal is carried on under a name or style, other than the name of the principal, the name or style under which that business is carried on; and

(v)

such other information as may be prescribed.

Read in full context — Securities and Futures Bill →