Singapore legislation
Schedule 3
Schedule 3
Specified persons
THIRD SCHEDULESection 82(2)Specified persons
1. Any company registered under the Trust Companies Act (Cap. 336) whose carrying on of the business in that regulated activity is solely incidental to its carrying on of the business for which it is registered under that Act.
2. Any public statutory corporation established under any Act in Singapore.
3. Any —
advocate and solicitor, law corporation, Formal Law Alliance or Joint Law Venture which is approved or registered under the Legal Profession Act (Cap. 161); or
public accountant who is registered under the Accountants Act (Cap. 2A) or accounting corporation which is approved under that Act,whose carrying on of the business in that regulated activity is solely incidental to the practice of law or accounting, as the case may be.
4. The Official Assignee in exercising his powers under the Bankruptcy Act (Cap. 20).
5. The Public Trustee in exercising his powers under the Public Trustee Act (Cap. 260).
6. A person acting in relation to a company as its liquidator, provisional liquidator, receiver, receiver and manager or judicial manager.
7. Any approved trustee for a collective investment scheme as defined in section 289 whose carrying on of business in a regulated activity is solely incidental to its carrying on of activities as such approved trustee.8.—
Any responsible person for a collective investment scheme as defined in section 283 in respect of its dealing in securities, if such responsible person is also —
a holder of a capital markets services licence for fund management; or
an exempt person in respect of fund management.(2) Any responsible person for a collective investment scheme as defined in section 283 in respect of its dealing in securities which are units of that collective investment scheme, if the dealing is effected through any of the following persons:
a holder of a capital markets services licence to deal in securities;
an exempt person in respect of dealing in securities that are units of any collective investment scheme;
a financial adviser licensed under the Financial Advisers Act 2001 to market collective investment schemes; or
an exempt financial adviser as defined in the Financial Advisers Act 2001 in respect of marketing of collective investment schemes.
9. A foreign company whose carrying on of any regulated activity is effected through its related corporation licensed under this Act or exempted under section 99(1)(a), (b), (c) or (d), under an arrangement approved by the Authority.