Singapore legislation

Clause 40

of Financial Advisers Bill

Clause 40

Place at which register is kept

(1)

A relevant person shall keep the register of his interests in securities —

(a)

in the case of an individual, at his principal place of business; or (b)in the case of a body corporate, at any of its places of business.

(2)

Where a register of interests in securities is kept in electronic form, a relevant person shall be deemed to be in compliance with subsection (1) if he ensures that full access to the register in electronic form may be gained by the Authority at the place referred to in subsection (1)(a) or (b), as the case may be.

(3)

Any relevant person who contravenes this section shall be guilty of an offence.