Singapore legislation

Clause 63

of Financial Advisers Bill

Clause 63

Registers

(1)

The Authority shall establish and maintain one or more registers in respect of the following persons:

(a)

licensees;

(b)

officers removed by licensed financial advisers as directed by the Authority in the exercise of its powers under section 57;

(c)

persons against whom any prohibition order is made under section 59; and

(d)

such other persons as may be prescribed.

(2)

The Authority may prescribe the manner in which the registers are established or maintained, including the details or particulars required to be entered in the registers.

(3)

Any person may, upon payment of such fee as may be prescribed, inspect and take an extract from the registers established under subsection (1), and any such extract, certified by the Authority to be a true copy, shall be admissible as evidence in any legal proceedings.

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