Singapore legislation

Regulation 2

of Financial Advisers (Exemption from Requirement to Hold Financial Adviser’s Licence) Regulations 2014

Regulation 2

Definitions

Amended byS 640/2018 wef 08/10/2018S 640/2018 wef 08/10/2018

In these Regulations, unless the context otherwise requires —“accredited investor” has the same meaning as in section 4A(1)(a) of the Securities and Futures Act (Cap. 289);“Chinese futures contract” means a futures contract which is traded on an organised market regulated by the China Securities Regulatory Commission;“China Securities Regulatory Commission” means the body authorised by the State Council of the People’s Republic of China to regulate organised markets in the People’s Republic of China;“expert investor” has the same meaning as in section 4A(1)(b) of the Securities and Futures Act;[Deleted by S 640/2018 wef 08/10/2018][Deleted by S 640/2018 wef 08/10/2018]“institutional investor” has the same meaning as in section 4A(1)(c) of the Securities and Futures Act.

Definition

“accredited investor” has the same meaning as in section 4A(1)(a) of the Securities and Futures Act (Cap. 289);

Definition

“Chinese futures contract” means a futures contract which is traded on an organised market regulated by the China Securities Regulatory Commission;

Amended byS 640/2018 wef 08/10/2018

Definition

“China Securities Regulatory Commission” means the body authorised by the State Council of the People’s Republic of China to regulate organised markets in the People’s Republic of China;

Amended byS 640/2018 wef 08/10/2018

Definition

“expert investor” has the same meaning as in section 4A(1)(b) of the Securities and Futures Act;

Definition

“institutional investor” has the same meaning as in section 4A(1)(c) of the Securities and Futures Act.