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Lodgment and signatures in documents lodged by registered insurance brokers and exempt insurance brokers

Insurance (Intermediaries) Regulations

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—(1) A document to be lodged by a registered insurance broker under regulation 10 shall be lodged by sending to the Authority 2 copies of each document, of which at least one copy shall be signed by —(a)2 of its directors; and(b)its chief executive officer or such other person in Singapore who is authorised by its chief executive officer and approved by the Authority for that purpose.(2) A document to be lodged by an exempt insurance broker under regulation 11 shall be lodged by sending to the Authority one copy of each document which shall be signed by its director, secretary, principal officer or chief executive officer.(3) The persons signing any balance-sheet referred to in regulation 10(a) shall sign a certificate in Form J in the Schedule and the certificate shall be lodged with the Authority by the registered insurance broker. (4) A document to be lodged by a registered insurance broker under regulation 10, or by an exempt insurance broker under regulation 11, shall be —(a)in English; and (b)printed or, with the permission of the Authority, produced by such other means as the Authority may approve.

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