Singapore legislation

Regulation 35

of Banking (Merchant Banks) Regulations 2021

Regulation 35

Definition of “subsidiary” in section 48AA of Act

Subregulation 1

For the purpose of the definition of “subsidiary” in section 48AA(5) of the Act as applied by section 55ZJ(1) of the Act, an entity (called in this regulation S) is a subsidiary of another entity (called in this regulation A) if —

(a)

A —

(i)

controls the composition of the board of directors of S; or

(ii)

controls more than half of the voting power in S; or

(b)

S is a subsidiary of an entity that is a subsidiary of A.

Subregulation 2

For the purpose of paragraph (1)(a)(i), A is treated as having control of the composition of the board of directors of S if A has any power, exercisable by A without the consent or concurrence of any other person, to appoint or remove all or a majority of —

(a)

the directors of S; or

(b)

the equivalent of the directors of S.

Subregulation 3

For the purposes of paragraph (1)(a), in determining whether A controls the composition of the board of directors of S, or controls more than half of the voting power in S —

(a)

any power exercisable by A in a fiduciary capacity is disregarded;

(b)

subject to sub‑paragraphs (c) and (d), any power exercisable —

(i)

by a nominee for A (except where A is concerned only in a fiduciary capacity); or

(ii)

by a subsidiary of A or a nominee for the subsidiary (except where the subsidiary is concerned only in a fiduciary capacity),is to be treated as exercisable by A;

(c)

any power exercisable by any person by virtue of the provisions of any debentures of S or of a trust deed for securing any issue of any debentures of S is to be disregarded; and

(d)

any power exercisable by, or by a nominee for, A or its subsidiary (not being a power exercisable as mentioned in sub‑paragraph (c)) is not to be treated as exercisable by A if —

(i)

the ordinary business of A or its subsidiary (as the case may be) includes the lending of money; and

(ii)

the power is exercisable by way of security only for the purpose of a transaction entered into in the ordinary course of that business.