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Change of particulars and additional regulated activity of representative

Securities and Futures (Licensing and Conduct of Business) Regulations

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—(1) An appointed representative shall notify his principal of any change in any of his particulars, being particulars set out in Form 3A, within 7 days after the occurrence of such change.(2) A provisional representative shall notify his principal of any change in any of his particulars, being particulars set out in Form 3B, within 7 days after the occurrence of such change.(3) A temporary representative shall notify his principal of any change in any of his particulars, being particulars set out in Form 3C, within 7 days after the occurrence of such change.(4) [Deleted by S 667/2018 wef 08/10/2018](5) [Deleted by S 667/2018 wef 08/10/2018](6) [Deleted by S 667/2018 wef 08/10/2018](7) [Deleted by S 667/2018 wef 08/10/2018](8) For the purposes of section 99H(5) of the Act, the principal of an appointed, a provisional or a temporary representative shall notify the Authority of a change in the particulars of the representative in Form 16.(9) A notice under section 99L(2) of the Act by a principal of its intention to appoint an appointed representative in respect of a type of regulated activity in addition to that indicated against the appointed representative’s name in the public register of representatives shall be in Form 6.

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