Singapore legislation

Regulation 6

of Securities and Futures (Organised Markets) Regulations 2018

Regulation 6

Minimum requirements for approval or recognition

Subregulation 1

For the purposes of section 9(7) of the Act, the Authority must not approve an applicant as an approved exchange unless the applicant is able to maintain a base capital of $10 million.

Subregulation 2

[Deleted by S 332/2019 wef 26/04/2019]

Subregulation 3

In this regulation, “base capital” means the amount calculated from the formula A + B + C – D – E, where —

(a)

A is the paid‑up ordinary share capital of the corporation as set out in the latest balance‑sheet of the corporation;

(b)

B is the paid‑up irredeemable and non‑cumulative preference share capital of the corporation as set out in the latest balance‑sheet of the corporation;

(c)

C is the amount of any unappropriated profit or loss in the latest audited accounts of the corporation;

(d)

D is the amount of any interim loss in the latest profit and loss statement of the corporation; and

(e)

E is the amount of any dividend that has been declared since the latest audited accounts of the corporation.