Regulation 5

the name of the entity or legal arrangement;

the legal form of the entity or legal arrangement;

proof of the existence of the entity or legal arrangement;

the instrument under which the entity or legal arrangement is constituted;

in the case of an entity — the identity of each director of the entity, or the most senior executive or managing officer of the entity;

the address of the registered office of the entity or legal arrangement and its principal place of business.

understand the nature of the business of the entity or legal arrangement; and

understand the ownership and control structure of the entity or legal arrangement.

in the case of an entity —

the identifying information of each individual (if any) who ultimately has a controlling ownership interest in the entity, according to the law and instrument under which the entity is constituted;

if it is doubtful whether all or any of the individuals who ultimately have a controlling interest in the entity are its beneficial owners, or where no individual exerts control through ownership interests, the identifying information of each individual (if any) exercising control of the entity through other means; or

if no individual is identified under sub‑paragraphs (i) and (ii), the identifying information of each individual having a senior management position in the entity;

in the case of a legal arrangement —

in any case where the legal arrangement is a trust, the identities of —

the settlor;

each trustee;

the protector (if any);

each beneficiary or class of beneficiaries; and

any other individual exercising ultimate effective control over the trust; or

in any case where the legal arrangement is not a trust, the identity of each person holding a position equivalent or similar to any position in sub‑paragraph (i).