Singapore legislation

Regulation 5

of Financial Services and Markets (Prescribed Financial Institutions under Section 49) Regulations 2024

Regulation 5

Type C financial institutions

Each of the following financial institutions is prescribed as a Type C financial institution for the purposes of section 49(5) of the Act:

(a)

a bank that is incorporated outside Singapore;

(b)

a licensed insurer that is incorporated outside Singapore;

(c)

a merchant bank;

(d)

a finance company licensed under section 6 of the Finance Companies Act 1967;

(e)

a holder of a capital markets services licence granted under section 86 of the Securities and Futures Act 2001;

(f)

a trustee for a collective investment scheme authorised under section 286 of the Securities and Futures Act 2001, that is approved under section 289 of that Act;

(g)

a recognised market operator as defined in section 2(1) of the Securities and Futures Act 2001;

(h)

a licensed foreign trade repository as defined in section 2(1) of the Securities and Futures Act 2001;

(i)

a recognised clearing house as defined in section 2(1) of the Securities and Futures Act 2001;

(j)

an authorised benchmark administrator or exempt benchmark administrator as defined in section 2(1) of the Securities and Futures Act 2001;

(k)

an authorised benchmark submitter, a designated benchmark submitter or an exempt benchmark submitter as defined in section 2(1) of the Securities and Futures Act 2001 (but that is not a Type B financial institution);

(l)

a financial adviser licensed under section 10 of the Financial Advisers Act 2001;

(m)

an insurance broker registered under section 76 of the Insurance Act 1966;

(n)

a licensed trust company licensed under section 5 of the Trust Companies Act 2005;

(o)

a payment service provider licensed under section 6(7)(a) of the Payment Services Act 2019.