Phoa Eugene (personal representative of the estate of Evelyn Phoa (alias Lauw Evelyn Siew Chiang), deceased and personal representative of the estate of William Phoa, deceased) v Oey Liang Ho (alias Henry Kasenda) (sole executor of the estate of Wirio Kasenda (alias Oey Giok Tjeng), deceased) and others

[1] There are three applications before me, all of which were made by the plaintiff, Mr Eugene Phoa (“Eugene”), after the end of the trial for the underlying suit, HC/S 1130/2020 (the “Suit”). These applications were also made after the parties had filed their closing submissions and reply submissions. The three applications are as follows:

(a) HC/SUM 2544/2023 (the “Further Evidence Application”) is Eugene’s application to adduce further evidence after trial pertaining to the extraction of the resealed grant of foreign letters of administration in relation to the estate of the deceased Mdm Evelyn Phoa (“Evelyn” and “Evelyn’s Estate”).

(b) HC/SUM 2546/2023 (the “Appointment Application”) is Eugene’s application for the court to appoint him, pursuant to O 15 r 15 of the Rules of Court (2014 Rev Ed) (the “ROC 2014”), as a person to represent Evelyn’s Estate in the Suit, in the event that the court finds that Eugene does not already have valid representative capacity in respect of Evelyn’s Estate.

(c) HC/SUM 2545/2023 (the “Amendment Application”) is Eugene’s application to amend the wording in the title-in-action in the Suit for the avoidance of confusion, in so far as Eugene has, within the Suit, already demonstrated that he appears before the court in his personal capacity, as a one-fifth beneficiary of Evelyn’s Estate.

[2] After taking some time to consider the parties’ submissions and the relevant documents, I dismiss all three applications for the reasons below.

[3] It is not necessary to set out the material facts of the Suit in detail. It suffices to explain that the Suit is in relation to the beneficial interests of Evelyn in the shareholding of Supratechnic Pte Ltd (“Supratechnic”) against the Kasenda family, who comprise some of the defendants. In particular, the Suit concerns the claims of Evelyn’s Estate and the estate of Mr William Phoa (“William” and “William’s Estate”) (collectively, “the Estates”) to such interests. Supratechnic is in turn a private company incorporated in Singapore on 11 April 1968, with 300 shares originally subscribed to. The entire business was sold to USPI Investment Pte Ltd, which is a wholly owned subsidiary of USP Group Limited (“USP Group”), in March 2016 for more than $14m.

[4] According to Eugene, the present applications have been necessitated by the defendants’ argument in their Closing Submissions that Eugene does not have standing to bring the Suit. In those Closing Submissions, the defendants had argued that Eugene’s claims should fail because he did not extract the resealed grant of the foreign letters of administration for either of the Estates in Singapore. Thus, until and unless Eugene has done so, the defendants submitted that Eugene has no standing as the personal representative of the Estates to bring the Suit in either Evelyn’s Estate’s or William’s Estate’s name. To resolve this matter, it is useful to traverse the sequence of events that have led to the defendants’ challenge to Eugene’s standing to bring the Suit.

[7] Despite knowing that the CED had not issued a Certificate of Postponement, Eugene commenced the Suit on 20 November 2020. Indeed, Eugene provides no further substantive reference to his dealings with the CED in his AEIC after the communications in September 2012. In his Statement of Claim, Eugene pleaded the capacity in which he is bringing the Suit in these terms:

The defendants did not admit to this paragraph of the Statement of Claim in the original Defence filed on 16 February 2021, as well as all subsequent amended versions.

[8] The parties filed their AEICs on 4 October 2022. The parties later filed supplementary AEICs on 10 April 2023. The parties then filed their respective opening statements on 23 May 2023. Pertinently, the defendants raised the issue of Eugene’s standing, albeit in relation to William’s Estate. In particular, the defendants stated that “[t]here is no evidence that Eugene has resealed probate in Singapore in respect of William’s [E]state absent which William’s [E]state has no standing to sue”. In the present application, the defendants assert that Eugene must have appreciated that his standing was a live issue because, three days after the exchange of the opening statements, his present solicitors, Salem Ibrahim LLC (“SILLC”), wrote to the CED on 26 May 2023 asking them to issue the Certificate of Postponement.

[9] The trial for the Suit started on 30 May 2023. In the midst of trial, on 12 June 2023, Eugene disclosed post-2012 communications that SILLC had with the CED and the FJC. One of those communications was a letter from the FJC dated 30 March 2022. In that letter, the FJC informed SILLC that Eugene’s request for leave to extract the resealed grant of foreign letters of administration for Evelyn’s Estate was refused. Thus, on the second last day of trial, the defendants’ solicitors, LVM Law Chambers LLC (“LVMLC”), highlighted that these issues included “issues relating to discovery and standing”. On the last day of trial, LVMLC again emphasised that these issues should be dealt with “by way of submissions as part of the closing submissions”. SILLC’s lead counsel confirmed that he was fine with this.

[10] After the trial, the parties filed their closing submissions on 26 July 2023. The defendants in their Closing Submissions challenged Eugene’s standing to sue in the Suit. In particular, they argued that Eugene’s claims should fail because he had not extracted the resealed grant of foreign letters of administration for either of the Estates in Singapore. Eugene did not, in his Closing Submissions, address the issue of his standing to sue in the Suit.

[11] On 11 August 2023, which was just three working days before the parties were due to submit their reply submissions on 16 August 2023, SILLC wrote to the court. Among other matters, SILLC proposed that the parties defer dealing with the issue of standing in their reply submissions until after Eugene finally obtained the Certificate of Postponement and extracted the resealed grant of foreign letters of administration. On 15 August 2023, SILLC tendered another letter to court, in which it requested for an extension of time to file the reply submissions due to their lead counsel’s bereavement. By way of a letter to the parties dated 15 August 2023, I allowed the parties to file their reply submissions only on 21 August 2023. However, I made it clear that I had granted the extension of time due to the unfortunate bereavement and not because I agreed with SILLC that the parties should defer addressing the issue of standing. In particular, I had said this:

[12] On 18 August 2023, the CED issued the Certificate of Postponement to the FJC.

[13] One day after the parties filed their reply submissions on 21 August 2023, Eugene filed the present three applications on 22 August 2023.

[14] On 25 September 2023, the FJC allowed the extraction of the resealed grant of the Canadian LA. It bears emphasising that this was long after the present Suit was commenced on 20 November 2020.

[15] It is against this background that I have to consider the present applications.

[16] As a preliminary point, I note that prayer 1 of the Amendment Application seeks leave to include the words “and also in his personal capacity” after the words “Personal Representative of [Evelyn’s Estate] and Personal Representative of [William’s Estate]”. This suggests that Eugene’s standing in his personal capacity applies to both Evelyn’s Estate and William’s Estate. However, because the parties disputed only on Eugene’s capacity to bring the Suit in respect of Evelyn’s Estate, I focus only on that part of the prayer. Indeed, this is also evident from the stated grounds for the Amendment Application, where Eugene explains (at para 3) that “he has always been additionally suing in his personal capacity as [a] one-fifth beneficiary of [Evelyn’s Estate]”, without stating the same with regard to William’s Estate.

[17] With this preliminary point in mind, it is helpful to first understand Eugene’s position in the present applications. As Eugene explains in his submissions, he has a four-tiered response to the defendants’ challenge on his standing to bring the Suit:

(a) First, Eugene’s primary case is that he already has standing to bring the Suit in his capacity as a personal representative of Evelyn’s Estate. This is by virtue of the Canadian LA, which vested authority in him to act in such a capacity.

(b) Second, if the court does not recognise Eugene to have standing by virtue of the Canadian LA, it should adopt the approach applicable to executors when commencing legal proceedings on behalf of an estate before a grant of probate has been extracted. More specifically, this court should stay the proceedings pending the extraction of the grant of resealing in P 129.

(c) Third, Eugene’s alternative case is that, if the court finds that Eugene is not the personal representative of the Estates, and it is not amendable to stay the proceedings pending the extraction of the grant of resealing in P 129, then this court should appoint Eugene to represent the Estates pursuant to O 15 r 15(1) of the ROC 2014.

[18] It is important to clarify Eugene’s position as above because this leads me to the relevant issues in these applications:

(b) Second, in the event that I do not grant Eugene the opportunity to extract the resealed grant of the Canadian LA, Eugene is using the Appointment Application to support his alternative case at [17(c)]. In that case, Eugene would ask that I appoint him as the personal representative of the Estates despite him not having taken the formal steps to do so.

(c) Third, in the event that I find that Eugene does not have capacity to sue as the personal representative of the Estates, and I also decline to appoint him as such, Eugene is using the Amendment Application to support his further alternative case at [17(d)]. In that case, Eugene seeks clarification that he was also always suing in his personal capacity. From that personal capacity, Eugene would urge me to follow the exception laid down in the Court of Appeal decision of Wong Moy (administratrix of the estate of Theng Chee Khim, deceased) v Soo Ah Choy [1996] 3 SLR(R) 27 (“Wong Moy (CA)”), which would allow me to recognise Eugene having the standing to sue on behalf of the Estates from him suing in his personal capacity. This is necessarily predicated on Eugene establishing that he has always sued in his personal capacity.

[19] With this broad overview in mind, I turn to consider each of the present applications.

[21] The defendants object to the Further Evidence Application on the basis that, among others, Eugene could have done the necessary to obtain the resealing much earlier. This is whether it was to obtain the Certificate of Postponement or simply to pay estate duty. As such, Eugene’s failure to first obtain the resealing before commencing the Suit is entirely his own doing. Eugene should therefore not be allowed a chance to belatedly salvage his lack of standing.

[22] The curious point about the Further Evidence Application is that Eugene is seeking to adduce evidence after he had closed his case at trial. In fact, Eugene has already tendered his Closing Submissions and Reply Submissions after trial. As such, if Eugene is to adduce further evidence, and if he is successful in doing so, he needs to concurrently apply to reopen his case and explain the relevance of such evidence. I therefore disagree with Eugene’s attempt to characterise the Further Evidence Application as his adherence to an “ongoing duty of disclosure pursuant to O 20 r 8 [of the] ROC 2014”. In this regard, Eugene cites the English Court of Appeal decision of Vernon v Bosley (No 2) [1997] 3 WLR 683, and submits that he has a continuing obligation until the conclusion of the proceedings to disclose all relevant documents whenever they came into his possession, even if discovery by list or affidavit had already been made. In my view, Eugene’s characterisation creates the wrong impression that the court should accept his evidence unquestionably as he is simply fulfilling his duty to the court. While I accept that litigants can have such a duty of disclosure, that scope of disclosure must be limited to the case that a party has run. Thus, a party cannot rely on this duty to introduce evidence about a case that the party had never previously run. There can be no duty of disclosure in relation to such evidence because the issue was never before the court. Otherwise, that party would be allowed the opportunity to salvage its case after having had the advantage of seeing the counterparty’s witnesses and submissions.

[23] I turn now to the applicable law to govern the admission of further evidence after trial. In the Malaysian Court of Appeal decision of Prince Court Medical Centre Sdn Bhd v Germguard Technologies (M) Sdn Bhd [2016] 4 MLJ 1 (“Prince Court”), one party sought to reopen its case to adduce further evidence after the trial had concluded and before judgment was pronounced. The court observed (at [9]) that “the discretion to reopen a trial before judgment is entered is an unfettered discretion but one that should be used sparingly … and has its purpose the correction of what would otherwise be a miscarriage of justice”. In Prince Court, the court dismissed the application to reopen the trial to admit further evidence. The court explained (at [10]) that, if the application were allowed, it would “allow the appellant to rectify, repair or cover up any loophole in their case after having the benefit of evaluating the evidence of the respondent’s witnesses and the respondent’s submissions”. This would “not be fair to the respondent and is not how litigation should be conducted in our adversarial system of justice” (at [10]). The court further held (at [11]–[12]) that the “discretion to allow a party to reopen its case is a discretion that should be exercised sparingly”, and the “policy consideration behind this is obvious, and that is to avoid opening the floodgates for similar applications in the future”. Instead, the court stressed (at [12]) that this discretion “should only be exercised in exceptional circumstances and to prevent a miscarriage of justice”.

[24] Accordingly, the test of “exceptional circumstances” governs whether to allow a party to reopen its case to adduce further evidence. While the court in Prince Court did not explain what constitutes “exceptional circumstances”, I agree with the defendants that guidance can be taken from the Ladd v Marshall requirements. In this regard, the courts have consistently imposed the threefold requirements set out in the seminal English Court of Appeal decision of Ladd v Marshall [1954] 1 WLR 1489 (“Ladd v Marshall”) to govern the admission of further evidence on appeal (see, eg, the Court of Appeal decisions of Toh Eng Lan v Foong Fook Yue and another appeal [1998] 3 SLR(R) 833 at [34], ARW v Comptroller of Income Tax and another and another appeal [2019] 1 SLR 499 at [99], and Anan Group (Singapore) Pte Ltd v VTB Bank (Public Joint Stock Co) [2019] 2 SLR 341 (“Anan Group”) at [21]). In this regard, the three requirements in Ladd v Marshall are:

[25] However, the Ladd v Marshall requirements do not apply with full force in all appeals. In this regard, the Court of Appeal in Anan Group set out a two-step analysis that a court should adopt in dealing with an application to adduce fresh evidence on appeal. At the first stage, the court should consider the nature of the proceedings below and evaluate the extent to which it bore the characteristics of a full trial. At the second stage, the court should determine whether there are any other reasons for which the Ladd v Marshall requirements ought to be relaxed in the interests of justice (see Anan Group at [37]–[55]). In any event, the court should conduct a balancing exercise between the interests of finality and the right of an applicant to put forth relevant and credible evidence, having regard to the considerations of proportionality and prejudice (see Anan Group at [59]). However, given that the present applications concern an attempt to adduce evidence after trial when there is nothing left except for the pronouncement of judgment, the Ladd v Marshall requirements should apply very strictly. This is because if those requirements apply strictly when an attempt is made to adduce evidence on appeal against proceedings below that approach a full trial, then they must all the more apply even more strictly when a party is seeking to adduce evidence in respect of a trial that has already closed, and for which there is no pending appeal.

[26] In this regard, because the Further Evidence Application involves the admission of further evidence after trial, instead of the admission of further evidence on appeal, I do not think that the two-step analysis set out in Anan Group (see [25] above) is applicable here. However, in my view, the three requirements in Ladd v Marshall (see [24] above) are applicable in the present case as requirements to aid a court in deciding whether there existed “exceptional circumstances” to allow a party to reopen its case to adduce further evidence.

[27] I have referred to the extraction of the resealed grant of letters of administration several times thus far. It is therefore apt for me to set out how this process operates. The process for the extraction of sealed grant of letters of administration has been helpfully summarised by the learned Assistant Registrar Wong Hee Jinn (“AR Wong”) in Chye Hwa Luan and others v Do, Allyn T [2023] SGHCR 10 (“Chye Hwa Luan”), as follows:

(a) To begin with, a person who dies with a valid will dies testate, while a person who dies without a valid will dies intestate. The term “personal representative” comprises both an executor (or executrix) – who executes the deceased’s will – and an administrator (or administratrix), who administers the deceased’s estate (see Chye Hwa Luan at [34]).

(b) In the context of an intestate death, a grant of letters of administration must first be obtained. The procedural steps that must be taken can be located in the Probate and Administration Act 1934 (2020 Rev Ed) (the “PAA”), the Family Justice Rules 2014, and the Family Justice Court Practice Directions dated 1 January 2015. In particular, an application for a grant of letters of administration must be made by an originating summons filed without notice supported by an affidavit exhibiting a statement in Form 51. The applicant must, within 14 days of filing the application, file an affidavit verifying the information in the Statement, exhibiting the Statement, the Schedule of Assets and all other supporting papers as the Registrar may require. The grant of letters of administration, which bears the court’s seal, may be extracted after estate duty formalities have been completed (see Chye Hwa Luan at [34]–[35]).

(c) An administrator’s authority to act on behalf of the deceased’s estate is derived from the grant of letters of administration. Until the grant of the letters of administration, the deceased’s real and personal estate vests in the Public Trustee, pursuant to s 37 of the PAA. There is thus a distinction between: (i) the grant of the application for letters of administration; and (ii) the extraction of the sealed grant of the letters of administration. It is upon the former that the property of the intestate is vested in the administrator, but only upon the latter that authority is conferred upon the administrator to administer the deceased’s estate (see Chye Hwa Luan at [36]–[40], and the authorities cited therein, such as the High Court decision of Singapore Gems Co v Personal representatives of the estate of Akber Ali Mohamed Bukardeem, deceased [1992] 1 SLR(R) 362, where Chao Hick Tin J (as he then was) observed (at [19]) that “an administrator has not clothed himself with that status until he has extracted the grant” [emphasis added]).

[28] In contrast, the extraction of resealed grant of foreign letters of administration differs because of the foreign origin of such letters. As provided for in s 47 of the PAA, where letters of administration are granted and sealed by a foreign court, they may be subsequently sealed by the FJC in Singapore (see s 47(1)). This process gives the letters of administration force and effect as if granted by the General Division of the High Court in Singapore (see s 47(2)). The nomenclature of “reseal” is used because the foreign letters of administration would have been sealed once by the foreign court, before they are resealed by the Singapore court. Further, foreign letters of administration will not automatically be resealed by the Singapore court, as the court will have to determine whether the deceased person was, at the time of their death, domiciled within the jurisdiction of the court from which the grant was issued. If the deceased person was not, at the time of their death, domiciled as such, the seal shall not be affixed unless the grant is such as the General Division of the High Court would have made (see ss 47(3)–47(4)). It remains, however, that until the resealed grant of foreign letters of administration are extracted, the administrator has no authority to administer the deceased’s estate.

[29] Therefore, in respect of all letters of administration, the process for an administrator to be clothed with authority to administer the deceased’s estate requires: (a) the court to grant and seal the letters of administration; and (b) the administrator to extract the sealed grant of letter of administration, or the resealed grant of foreign letters of administration.

[31] In my judgment, Eugene knowingly commenced the Suit only in his capacity as the personal representative of Evelyn’s Estate. As such, it is entirely his own doing that he failed to extract the resealed grant of the Canadian LA before commencing the Suit. First, Eugene has always been advised on this issue before the Suit. Indeed, he confirmed on the stand that he had been advised on this matter by his former Singapore solicitors:

[33] Also, even if Eugene thought that the CED had been considering his request for the Certificate of Postponement in September 2012, it defies logic that he would let matters rest for many years before commencing the Suit in 2020. At the very least, given the advice that he had obtained, and his understanding that “the Payment, inclusive of all accruing interest, still must be paid prior to [his] commencing an action in Singapore”, it is puzzling that Eugene did not even follow up with the CED prior to commencing the Suit in November 2020. It is not right, to the extent that he does, that Eugene now casts the blame on the CED for not responding to him.

[34] Moreover, it is clear that Eugene did not disclose the post-2012 communications with the CED and the FJC in his AEIC even though these were plainly material to his standing to bring the Suit. In this regard, the documents show that on 15 June 2021, the CED wrote to SILLC to say that there is no need to request for the Certificate of Postponement. However, Eugene took about eight months after that to request the FJC to extract the Grant of Probate on 14 March 2022. After the FJC refused his request on 30 March 2022, Eugene took no action until 26 May 2023 to follow up with the CED to repeat his request for a Certificate of Postponement. It is inexplicable why Eugene would choose to do this, when he knew that he had to extract the resealed grant of the Canadian LA before commencing any legal action in Singapore.

[35] Accordingly, I find that it is entirely Eugene’s own doing that he failed to obtain the resealing before commencing the Suit. He therefore cannot satisfy the first of the Ladd v Marshall requirements in that he clearly could have obtained the further evidence with reasonable diligence for use at the trial. For this reason alone, I dismiss the Further Evidence Application.

[36] In any event, I find that the second Ladd v Marshall requirement is also not satisfied, ie, the further evidence would not have an important influence on the result of the case. This is because even if Eugene were to now extract the resealed grant, the action remains a substantive nullity. This is because a plaintiff who sues as an administrator must extract the resealed grant of the foreign letters of administration before starting action. The extraction and resealing are the keys to a plaintiff establishing standing to sue (see the Malaysian decision of Issar Singh, Son of Bhola Singh and another v Samund Singh, Son of Mayiah [1941] MLJ 28). Thus, in the High Court decision of Re Ong Soon Chuan [1999] 2 SLR(R) 380, G P Selvam J said this (at [5(c)]):

[37] In this regard, the English Court of Appeal in Jennison (as personal representative of the estate of Graham Jennison (deceased)) v Jennison and another [2023] 2 WLR 1017 (“Jennison”) (at [30]) held that this principle also applies to the resealing of foreign letters of administration under s 2 of the Colonial Probates Act 1892 (c 6) (UK) (the “CPA”). This is because the provision does not indicate that the resealing has retrospective effect. For some context, s 2 of the CPA governs the resealing of foreign letters of administration in the UK, and it provides as follows:

[38] In Jennison, the executrix under the will of the deceased obtained a grant of probate from a court in Australia, where the deceased had been domiciled. The executrix commenced proceedings in England and Wales as the personal representative of the deceased’s estate. The executrix only subsequently extracted the resealed grant of the Australian probate pursuant to s 2 of the CPA. It was against this background that the English Court of Appeal held that s 2 does not apply retrospectively, though the court found that the executrix did not have to first obtain a grant of probate in England and Wales before proving that she had title to the deceased’s estate, because she had been named as executrix in the deceased’s will.

[39] In my view, s 47 of the PAA is substantially similar to s 2 of the CPA. Section 47 provides as follows:

[40] As can be observed, s 47 of the PAA, similar to s 2 of the CPA, does not indicate that the resealing can have retrospective effect. Therefore, following the reasoning in Jennison, I find that for the resealing of foreign letters of administration in Singapore, the resealing should not have retrospective effect.

[41] In other words, whatever Eugene is seeking to do now to reseal the foreign letters of administration for Evelyn’s Estate is immaterial. It is much too late for him to do so and salvage his existing lack of standing to commence the Suit. As such, Eugene does not satisfy the second of the Ladd v Marshall requirements in relation to evidence showing such. This is thus also sufficient for me to dismiss the Further Evidence Application.

(3) The defendants would be prejudiced if Eugene is allowed to patch up a glaring defect in his case that he knowingly assumed

[42] Further, while not part of the Ladd v Marshall test, I find that it is also relevant to consider any prejudice to the defendants if I allow the further evidence to be admitted (see, eg, the High Court decisions of Lassiter Ann Masters v To Keng Lam (alias Toh Jeanette) [2003] 3 SLR(R) 666 at [32] and Ang Leng Hock v Leo Ee Ah [2004] 2 SLR(R) 361 at [15]).

[43] In this regard, Eugene complains that the defendants have known that he has never extracted the resealed grant of the Canadian LA since before the Suit was commenced. However, it remains Eugene’s burden to establish that he has the standing to commence this Suit. Indeed, a claimant’s legal standing to commence an action is of paramount importance to the sustainability of the action and a failure to establish this can result in an action being struck out due to its disentitlement to the reliefs sought (see Chye Hwa Luan at [19]–[26]). In this regard, the learned AR Wong had said as follows (at [26]):

Thus, as the Court of Appeal observed in Hin Leong Trading (Pte) Ltd (in liquidation) v Rajah & Tann Singapore LLP and another appeal [2022] 2 SLR 253 (at [15]), striking out is warranted when there is an absence of legal standing, such that proceedings ought not, and indeed could not validly, have been brought at all.

[44] In the present case, Eugene cannot say that the defendants kept this point until the end of trial. The defendants are not mounting a fresh defence, for which they bear the burden of proving. Instead, Eugene knowingly commenced this Suit despite not extracting the resealed grant of the Canadian LA. Indeed, there seems to be evidence that he knew this could be an issue. Thus, it does not lie in his mouth to complain that the defendants did not bring this issue up early enough for him to respond. Indeed, a court can always bring up issues of standing on its own accord because the court has to be satisfied that the parties before it are competent to advance their claims.

[46] Further, it is not fair to the defendants for them to fight a new case after trial. On the last day of trial, LVMLC had specified that, for the post-2012 communications admitted into evidence, the parties had agreed that Eugene’s covering affidavit would not contain any explanation or embellishment, so as to avoid the need for cross-examination. SILLC’s lead counsel agreed with this arrangement:

[47] Thus, there ought not to be any further evidence beyond the post-2012 communications exhibited in Eugene’s 14th Affidavit filed on 29 June 2023. The Further Evidence Application is contrary to this arrangement. Also, if the further evidence is admitted, the defendants would be prejudiced because it is now not open to them to cross-examine various parties, including Eugene, on the issue of Eugene’s standing to bring the Suit. It may be relevant, for example, for the defendants to call the relevant IRAS officer to give evidence as to why the Certificate of Postponement was not granted. But more fundamentally, the defendants have now shown their hand in relation to the issue of Eugene’s standing. It would go against all sense of fair play if Eugene were now allowed to make up that point by adducing evidence after trial.

[48] For all the reasons above, I dismiss the Further Evidence Application.

[49] I turn now to the Appointment Application, which Eugene argues should be allowed because the four requirements in O 15 r 15(1) of the ROC 2014 are satisfied. Accordingly, the court’s discretion is triggered as set out in the High Court decision of Wong Moy (administratrix of the estate of Theng Chee Khim, deceased) v Soo Ah Choy [1995] 3 SLR(R) 822 (“Wong Moy (HC)”) (at [20]):

[50] As requirement (d) stands, and as Eugene also agrees, this requires Eugene to be currently suing in his personal capacity as a one-fifth beneficiary of Evelyn’s Estate. Unsurprisingly, the defendants submit the Appointment Application must fail if the court finds that Eugene is not suing in his personal capacity.

[51] I start by setting out the requirements for the Appointment Application, which is stated in O 15 r 15(1) of the ROC 2014, as follows:

[52] It is also helpful to provide some context to the decisions of Wong Moy (HC) and Wong Moy (CA), which explained the application of O 15 r 15. In Wong Moy (HC), the plaintiff claimed to have married the deceased in accordance with Chinese customary rites in 1952, while the defendant married the deceased at the Registry of Marriages in 1964. When the deceased passed away intestate in 1995, the plaintiff was granted letters of administration to the deceased’s estate, but they were not extracted. The plaintiff claimed this was because she was unable to file an estate duty affidavit as she could not specify the properties belonging to the estate that were held by the defendant. The plaintiff commenced an action as administratrix of the deceased’s estate. The defendant applied to dismiss the writ of summons, which the High Court granted. This was for the primary reasons that: (a) the plaintiff failed to extract the grant of letters of administration, and therefore did not have authority to deal with the property of the deceased; and (b) the requirements in O 15 r 15(1) were not satisfied because the plaintiff had sued in her purported capacity as administratrix of the deceased’s estate, but O 15 r 15(1) was meant to apply to a person who was a party to existing proceedings in a separate capacity.

[54] The facts of Wong Moy (HC) and Wong Moy (CA) provide the relevant background to understand the applicable principles. To begin with, the High Court in Wong Moy (HC) observed the purpose behind O 15 r 15(1) to be as follows (at [22]):

From this, it is clear that a party who wishes to rely on O 15 r 15(1) must have originally been a party to the proceedings in their personal capacity. This is since the very purpose of O 15 r 15(1) is to provide a remedy when it later becomes clear that a deceased person had an interest in the subject matter of the litigation and therefore his estate should be represented in the action. If a party is part of the proceedings in their representative capacity, then O 15 r 15(1) is nugatory, since that party was part of the proceedings as “the deceased in other clothing”.

[55] However, as discussed in Wong Moy (CA), there is an exception to the four requirements in O 15 r 15(1), ie, that if there are special circumstances justifying the delay or failure to extract the grant of letters of administration. The court must then consider all the circumstances of the case, including the nature of the assets, the position of the personal representative, and the reason for the default of the personal representative, to see whether the circumstances made it “impossible, or at least seriously inconvenient for the representatives to take proceedings” (see Wong Moy (CA) at [28]). In this regard, special circumstances are not confined solely to cases where the personal representative had defaulted in acting to recover the property, because such a rule would be too inflexible and may lead to injustice (see Wong Moy (CA) at [24]). One example is where “the executor’s position has been compromised in some way”, such as where there is “a failure, excusable or inexcusable, by the [executors] in the performance of the duty [owed] … to protect the … estate or to protect the interests of the beneficiary” (see the High Court decision of Fong Wai Lyn Carolyn v Kao Chai-Chau Linda and others [2017] 4 SLR 1018 at [8], citing the Privy Council decision of Joseph Hayim Hayim v Citibank NA [1987] AC 730 at 748F).

[56] With the above principles in mind, Eugene’s reliance on O 15 r 15(1), and correspondingly, the Appointment Application, fails for the following reasons.

[57] First, it is clear that Eugene has commenced this Suit as a personal representative of Evelyn’s Estate and not in his personal capacity. This is fatal to Eugene’s reliance on O 15 r 15(1) because to rely on that provision, he needs to have originally been a party to the proceedings in his personal capacity (see Wong Moy (HC) at [20]–[24]). Indeed, when filing the present action, Eugene indicated his representative capacities in the title-in-action:

[58] Even if the title-in-action is not conclusive, Eugene’s pleaded case is that “he makes claim in his capacity as personal representative of the estate of [Evelyn]” and that he “also represents [William’s Estate] (as personal representative) in so far as that estate is a one-fifth beneficiary of [Evelyn’s Estate]”. Despite Eugene’s request that I take a “purposive reading” of the writ, there is no mention in the pleadings that Eugene is suing in a personal capacity. While Eugene relies on paras 10 and 13 of his AEIC to argue that he is suing in his personal capacity as a one-fifth beneficiary of Evelyn’s Estate, this is not clearly borne out by the paragraphs, which provide as follows:

The only indication in these paragraphs that Eugene is suing in his personal capacity is where he says “I also am a party to the Suit personally”. However, I do not think this is sufficient to establish his case. This position is inconsistent with his pleadings, which he is now trying to resolve, albeit indirectly, through the Amendment Application. Further, this position is also inconsistent with the contrary one he has taken throughout this Suit, as I will go on to explain.

[60] Similarly, the manner in which Eugene has pleaded the reliefs sought is inconsistent with his assertion that he had alternatively sued in his personal capacity as a beneficiary of Evelyn’s Estate. This is because Eugene had not asked for an apportionment of any damages or disgorgement sought. If Eugene was suing in his personal capacity, it would have made sense for him to seek his apportioned share of these awards (if so granted). However, because he has not asked for such apportionment, he must be suing in his capacity as the personal representative of Evelyn’s Estate. Indeed, this would explain why he is seeking 100% of any damages or disgorgements awarded. Also, Eugene would not have a right to William’s Estate as he is not a named beneficiary for that Estate. Yet, Eugene has not maintained any distinction in his claims as such.

[61] Above all, Eugene, who is a lawyer with the distinction of being appointed a King’s Counsel, confirmed on the stand that he was not suing in his personal capacity. During cross-examination by counsel for the defendants, Mr Joseph Lee, Eugene had said this:

[62] While Eugene qualified his answer by saying that he is bringing this Suit in his personal capacity “[t]o some extent”, I do not regard that as decisive. Rather, it is clear that Eugene admitted that “technically”, which I take it to mean “legally”, he is bringing this Suit in his capacity as the personal representative of the Estates. As a highly experienced lawyer, Eugene must have understood the implications of his answer when he said that “technically” he was suing only as Evelyn’s personal representative and not in his personal capacity.

[63] Second, Eugene’s reliance on O 15 r 15(1) also fails because he lacks standing to bring the Suit due to his failure to extract the resealed grant at the time of the filing of the Suit. Therefore, Eugene has no standing at all in the Suit. In this regard, the court in Wong Moy (HC) had said (at [24]):

Applying this reasoning, since the Suit is a nullity owing to Eugene’s failure to extract the resealed grant at the filing of the Suit, it follows that he is not a party to these proceedings. He is therefore not able to satisfy the requirement under O 15 r 15(1) of being a party to the existing proceedings.

[64] For completeness, Eugene would also not be able to rely on the special circumstances exception laid down in Wong Moy (CA).

[65] In the present case, for the reasons that I have already explained earlier, there was nothing to prevent Eugene from procuring the Certificate of Postponement and the resealing to clothe him with the powers to sue in his representative capacity. There are thus no special circumstances for this court to permit Eugene to bring an action as a beneficiary on behalf of the Estates. In any event, I mention the exception for completeness only because Eugene has confirmed in his 16th Affidavit filed on 28 September 2023 that he does not rely on this exception in relation to the Appointment Application.

[66] For all these reasons, I dismiss the Appointment Application.

[67] I turn finally to the Amendment Application. Eugene seeks to amend the title-in-action to clarify that he is suing in his personal capacity. The defendants object to this for a number of reasons which are related to the reasons they have advanced in respect of the Further Evidence Application.

[68] I begin with the applicable principles. In Wang Piao v Lee Wee Ching [2023] SGHC 216 (“Wang Piao”), the High Court set out the following analytical framework with respect to applications for an amendment of pleadings (at [40]):

(a) First, the court should determine the stage of proceedings at which the amendments are sought. This would affect how the general principles apply. More broadly, the later an application is made, the stronger would be the grounds required to justify it.

(b) Second, the court should consider whether the amendments sought would enable the real question or issue in controversy between the parties to be determined. It is relevant to consider whether the application is made in good faith, and whether the proposed amendments are material.

(c) Third, the court should consider whether it is just to allow the amendments, by assessing, eg, whether the amendments would cause any prejudice to the other party which cannot be compensated in costs, and whether the applying party is effectively asking for a second bite of the cherry.

[69] While these principles were laid down in relation to the amendment of pleadings, they can be sensibly applied to the Amendment Application, which concerns the amendment of a title-in-action. When these principles are applied to the Amendment Application, I conclude that it should be dismissed for the following reasons.

[70] First, if necessity is the bedrock behind a court allowing a party to amend, then Eugene’s own case shows that the amendments are not necessary. This is because Eugene has always maintained that he is suing in his personal capacity regardless of what the title-in-action says. Thus, it is for the court to interpret the documents to ascertain if Eugene is indeed suing in his personal capacity. Since it is for the court to ascertain this by an objective interpretation of the documents, it follows that the amendments are not necessary to allow the real question in controversy between the parties to be determined. By Eugene’s own case, I find that the proposed amendments are not necessary and hence dismiss the Amendment Application.

[71] Second, the amendments have come too late with no good reason for the lateness. I have already explained why Eugene provided no good reason and will not repeat myself.

[72] This also means that, on balance, the defendants will be prejudiced by any amendments, if they would effect a substantive change in the Suit. In this regard, the amendments will allow Eugene to repair his lack of standing after evaluating the defendants’ case. This cannot be the reason on which to allow the amendments nor, to be fair to Eugene’s counsel, Mr Raeza Ibrahim (“Mr Raeza”), constituted what was argued before me. Moreover, if the amendments are needed, the defendants would fairly be given the chance to amend their pleadings and take consequential actions. This will delay the resolution of the Suit even further, which is a consequential fact given that many of the defendants are old and in poor health.

[73] For all these reasons, I dismiss the Amendment Application.

[75] During the hearing of these applications, Mr Raeza suggested that if I should reserve my decision in relation to these applications and decide them together with judgment in the Suit. I have, instead, dealt with the applications separately in this judgment because they raise some issues that are discrete from those raised in the Suit. It is therefore neater, to my mind, to deal with these applications here. This also means that I will issue my judgment in relation to the Suit shortly after this judgment.