Singapore legislation

Section 7

of Financial Advisers Act 2001

Section 7

Application for grant of financial adviser’s licence

Amended by1/2009

(1)

An application for the grant of a financial adviser’s licence must be —

(a)

made to the Authority in such form and manner as may be prescribed; and

(b)

accompanied by a non-refundable application fee of a prescribed amount, which must be paid in the manner specified by the Authority.

Amended by1/2009

(2)

The Authority may require an applicant to provide it with such information or documents as it considers necessary in relation to the application.[8

Section 7 — Financial Advisers Act 2001 | laws.sg