Financial Advisers Act 2001
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- Enacted
- 2001
- Last amended
- 2020
- Sections
- 135
- Cited in
- 6 decisions
Financial Advisers Act 2001 is Singapore Act, cited as Act FAA 2001, currently marked in force and first recorded in 2001.
Cited in court decisions
6Court decisions that cite this act, detected automatically from judgment text and linked to the judgment we hold.
“The Monetary Authority of Singapore (“MAS”) has in place a framework to ensure that financial advisers and other persons who carry out regulated activities under the Financial Advisers Act (Cap 110, 2007 Rev Ed) (“the FAA”) and the Securities and Futures Act (Cap 289, 2006 Rev Ed) are fit and proper persons who will pe”
“For context, MAS has in place several measures to ensure that regulated activities (“Regulated Activities”) under the Financial Advisers Act (Cap 110, 2007 Rev Ed) and the Securities and Futures Act (Cap 289, 2006 Rev Ed) are carried out by fit and proper persons. One such measure is the “Representative Notification Fr”
“spective and existing policyholders is also set against the wider legislative framework regulating the insurance industry, in particular the Insurance Act (Cap 142, 2002 Rev Ed) (“Insurance Act”) and Financial Advisers Act (Cap 110, 2007 Rev Ed) (“FAA”). The Insurance Act regulates insurers (companies like AIA) and ins”
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“plaintiff in his role with the defendant was a “fit and proper” person, having regard to the MAS Guidelines on Fit and Proper Criteria (Guideline No: FSG-G01). Pursuant to Notice No FAA-N14 under the Financial Advisers Act (Cap 110, 2007 Rev Ed) (“FAA”) and Notice No SFA 04-N11 under the Securities and Futures Act (Cap”
“e (“MAS”). During his employment with the respondent, the appellant was carrying out an activity regulated by the MAS pursuant to the Securities and Futures Act (Cap 289, 2006 Rev Ed) (“SFA”) and the Financial Advisers Act (Cap 110, 2007 Rev Ed) (“FAA”). Accordingly, the MAS had to be satisfied that the appellant was a”
“broadly to include “any advance or loan made without security”. But even if the sum of $243,000 paid to the claimant under the Performance Scorecard falls within reg 18(2) of the FAR, s 39(1) of the Financial Advisers Act 2001 (2020 Rev Ed), read with s 39(3) of the same, provides that subject to any express provision”
Common questions
- What is Financial Advisers Act 2001?
- Financial Advisers Act 2001 is Singapore Act, cited as Act FAA 2001, currently marked in force and first recorded in 2001.
- Is Financial Advisers Act 2001 still in force?
- Yes — Financial Advisers Act 2001 is currently in force.
- When did Financial Advisers Act 2001 take effect?
- Financial Advisers Act 2001 was first recorded in 2001.
- How many sections does Financial Advisers Act 2001 have?
- Financial Advisers Act 2001 contains 135 sections.
- What amends Financial Advisers Act 2001?
- Financial Advisers Act 2001 has been amended by Act 1 of 2009, Act 35 of 2012, Act 18 of 2015, Act 15 of 2003, and Act 2 of 2005, and 13 others.
- Where can I read the official version of Financial Advisers Act 2001?
- The official text of Financial Advisers Act 2001 is published at sso.agc.gov.sg.
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