Regulation 14

requiring that prior approval be obtained from an employee holding a senior managerial or executive position in the casino operator before establishing dealings with a higher‑risk patron, or before continuing dealings with a patron (or a beneficial owner of a patron account) who subsequently becomes a higher‑risk patron;

establishing by reasonable means the income level, source of wealth and source of funds of a higher‑risk patron;

conducting such enhanced monitoring of the transactions of the higher‑risk patron as the casino operator considers appropriate having regard to the thresholds of materiality and thresholds of risk established under regulation 17(4)(a), which may include —

increasing the number of controls applied;

shortening the intervals between the application of controls; and

identifying and examining patterns of transactions or unusual transactions.

the identifying information of the higher‑risk patron;

the date, amount and type of transaction;

the name, special employee licence number and signature of the authorised employee who carried out the transaction;

the income level, source of wealth and source of funds of the higher‑risk patron;

the name, special employee licence number and signature of each authorised employee designated by the management of the casino operator to approve the establishment of dealings with the higher‑risk patron or the carrying out of the transaction.