Singapore legislation

Clause 32

of Financial Advisers (Amendment) Bill

Clause 32

Amendment of section 70

Section 70 of the principal Act is amended —

(a)

by deleting subsection (1) and substituting the following subsection:“(1) The Authority may from time to time inspect, under conditions of secrecy, the books of —

(a)

a licensed financial adviser;

(b)

an exempt financial adviser in respect of its business of providing any financial advisory service; or

(c)

a representative.”;

(b)

by deleting the words “the licensee” in subsection (2)(a) (1st line) and (b) (1st line) and substituting in each case the words “a person referred to in subsection (1)”;

(c)

by deleting the words “of the licensee” in the 2nd line of subsection (2)(a); and

(d)

by deleting the words “of a licensee” in subsection (4).