Regulation 4
Saving and transitional provisions
of Securities and Futures (Licensing and Conduct of Business) (Amendment) Regulations 2026
Subregulation 1
This regulation applies to any company (called an affected company) that, immediately before 15 June 2026, was exempted from the requirement to hold a capital markets services licence to carry on business in fund management under paragraph 5(1)(b) of the Second Schedule to the principal Regulations as in force immediately before 15 June 2026 (called the old law).
Subregulation 2
Despite regulation 3(a), the old law continues to apply to the affected company until the earlier of the following:
15 June 2027;
the date on which the company lodges with the Authority a notice of continuation of business under paragraph 5(6)(b) of the Second Schedule to the principal Regulations.