Singapore legislation

Regulation 19

of Securities and Futures (Licensing and Conduct of Business) Regulations

Regulation 19

Customer’s money deposited with approved clearing house, etc.

Amended byS 667/2018 wef 08/10/2018

Despite regulations 16 and 17, the holder of a capital markets services licence to deal in capital markets products may deposit moneys received on account of its customer, other than moneys received on account of a retail customer in respect of OTC derivatives contracts, with an approved clearing house, a recognised clearing house, a member of an organised market or a member of a clearing facility —

(a)

for the purpose of entering into, facilitating the continued holding of a position in, or facilitating a transaction in, any capital markets products on behalf of the customer on the organised market;

(b)

for the purpose of the clearing or settlement of any capital markets products on the clearing facility for the customer; or

(c)

for any other purpose specified under the business rules and practices of the approved clearing house, recognised clearing house, organised market or clearing facility, as the case may be.