Skip to content
Contents

7. Power to make prohibition orders against other persons

Feedback & support

The following are also treated as relevant persons for the purposes of section 101A of the Act:

(a)

a person who was the holder of a licence granted under section 87 of the Act in force immediately before 26th November 2010 but who has ceased to be one at any time before that date;

(b)

a person who was a representative of an exempt financial institution immediately before 26th November 2010 but who has ceased to be one at any time before that date;

(c)

a person convicted of an offence under section 83(3) of the Act in force immediately 26th November 2010.

Report