Singapore legislation

Regulation 33

of Commodity Trading Regulations 2001

Regulation 33

Compliance with financial reporting requirements, etc.

Amended byS 100/2008 wef 27/02/2008

A person who is approved under section 5(2) of the Act as a commodity market, or who holds a licence granted under section 14 of the Act, and who —

(a)

is concurrently approved under section 28 of the Monetary Authority of Singapore Act (Cap. 186), or licensed under the Securities and Futures Act (Cap. 289) in respect of trading in futures contracts; and

(b)

is required under any of those Acts to maintain minimum financial requirements and to keep and furnish to the Monetary Authority of Singapore or any other person, accounting or other records, confirmation and risk disclosure statements and other documents,may be treated by the Board as having complied with the equivalent financial requirements under the Act, and as having kept or furnished such equivalent records or statements or other documents referred to in the Act to the satisfaction of the Board.