/akn/sg/act/sub_leg/2001/SFA-RG6

Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations

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Type: Subsidiary Legislation
Status: In force
Enacted: 2001
Sections: 4

Quick answer

About this subsidiary legislation

Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations is Singapore Subsidiary Legislation, cited as Subsidiary Legislation SFA-RG6 2001, currently marked in force and first recorded in 2001.

Regulation 1

Citation

Amended byS 629/2018 wef 08/10/2018

These Regulations may be cited as the Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations.

Regulation 2

Definitions

Amended byS 629/2018 wef 08/10/2018

In these Regulations, unless the context otherwise requires —“appellant” means any person who wishes to appeal under Part II, IIA, III, IIIA or VIAA of the Act to the Minister;“decision” includes any action by or direction of the Authority appealed against;“Secretary” means a secretary of the Appeal Advisory Panel appointed under regulation 3(1) of the Securities and Futures (Appeals) Regulations (Rg 5).

Definition

“appellant” means any person who wishes to appeal under Part II, IIA, III, IIIA or VIAA of the Act to the Minister;

Amended byS 629/2018 wef 08/10/2018

Definition

“decision” includes any action by or direction of the Authority appealed against;

Definition

“Secretary” means a secretary of the Appeal Advisory Panel appointed under regulation 3(1) of the Securities and Futures (Appeals) Regulations (Rg 5).

Regulation 3

Procedure for appeals to Minister

Subregulation 1

An appellant may appeal to the Minister by lodging with a Secretary —

(a)

within the period stipulated in the relevant provision of the Act, a notice of appeal containing a brief description of the decision appealed against, in Form 1 in the Schedule; and

(b)

within 21 days from the date on which such notice of appeal was lodged, a petition of appeal containing particulars of the decision appealed against, the issues arising in the appeal and the reasons for the appeal, in Form 2 in the Schedule.

Subregulation 2

The Minister may, in his discretion and subject to such conditions as he may impose, accept a notice of appeal or petition of appeal lodged by the appellant after the expiration of the period specified in paragraph (1)(a) or (b), if the Minister is satisfied that the appellant was unable to lodge the notice of appeal or petition of appeal, as the case may be, within that specified period due to the appellant’s absence from Singapore, illness or any other reason where the Minister is satisfied that there has not been any unreasonable delay on the part of the appellant.

Subregulation 3

A Secretary who receives a notice of appeal or petition of appeal shall immediately forward such document to the Minister and a copy of such document to the Authority.

Subregulation 4

The Authority may, on receipt of any document referred to in paragraph (3), provide its reasons for the decision being appealed against to the Minister.

Regulation 4

Withdrawal of appeal

The appellant may at any time, before the Minister confirms, varies or reverses the decision of the Authority on appeal, withdraw his appeal by serving on a Secretary a written notice to that effect.

Common questions

What is Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations?: Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations is Singapore Subsidiary Legislation, cited as Subsidiary Legislation SFA-RG6 2001, currently marked in force and first recorded in 2001.
Is Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations still in force?: Yes — Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations is currently in force.
When did Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations take effect?: Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations was first recorded in 2001.
How many regulations does Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations have?: Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations contains 4 regulations.
Where can I read the official version of Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations?: The official text of Securities and Futures (Appeals under Parts II, IIA, III, IIIA and VIAA of Act) Regulations is published at sso.agc.gov.sg.