Regulation 6

open and maintain separate accounts of sub‑account holders as authorised under its Depository Agent Agreement, for its own account and on account of each of its clients;

gather and maintain a record of such information relating to sub‑account holders as the Depository may from time to time specify;

furnish to the Depository upon request information relating to services provided by the Depository under the Depository Agent Agreement and the discharge of the depository agent’s obligations under that Agreement, but not including information concerning its sub‑account holders unless disclosure of such information is permitted under the Depository Agent Agreement for a particular purpose or for purposes of investor protection or is required by any court or under the provisions of any written law; and

furnish to the Authority such information or documents relating to a sub‑account holder’s account as is necessary for the proper administration of Part IIIAA of the Act or for the protection of investors.