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2. Compoundable offences

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Amended

Last amended by an amending law of 2020. 5 amendments in all.

The following offences may be compounded by the Authority in accordance with section 336(2) of the Act:

(a)

any offence under the Act which is punishable by a fine only;

(b)

any offence under section 7(4), 49(4), 81U(2), 82(3), 99B(4), 99J(4), 253(1) or 253(1) as applied by section 302 (in relation to an offer of units in a collective investment scheme) of the Act; (c)any offence under section 332(1)(a) of the Act, where the non-compliance referred to in that section constitutes an offence which is compoundable under paragraph (a) or (b);

(d)

any offence under regulation 47B(8) or 47E(5) of the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg 10).

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