Singapore legislation

Regulation 2

of Securities and Futures (Composition of Offences) Regulations

Regulation 2

Compoundable offences

Amended byS 371/2005 wef 01/07/2005S 58/2008 wef 04/02/2008S 711/2010 wef 26/11/2010S 167/2013 wef 28/03/2013S 171/2020 wef 01/08/2013S 171/2020 wef 08/10/2018S 167/2013 wef 28/03/2013S 167/2013 wef 28/03/2013

The following offences may be compounded by the Authority in accordance with section 336(2) of the Act:

(a)

any offence under the Act which is punishable by a fine only;

(b)

any offence under section 7(4), 49(4), 81U(2), 82(3), 99B(4), 99J(4), 253(1) or 253(1) as applied by section 302 (in relation to an offer of units in a collective investment scheme) of the Act; (c)any offence under section 332(1)(a) of the Act, where the non-compliance referred to in that section constitutes an offence which is compoundable under paragraph (a) or (b);

(d)

any offence under regulation 47B(8) or 47E(5) of the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg 10).

Read in full context — Securities and Futures (Composition of Offences) Regulations →