Singapore legislation
Schedule 2
Schedule 2
Information that may be omitted from preliminary document
SECOND SCHEDULERegulation 6Information that may be omitted from preliminary document
1. The statement on the front cover required under paragraph 1(b)(ii) of Part 1 of each of the Fifth to Tenth and Seventeenth Schedules, if and only if the front cover of the preliminary document includes the following statement: “A copy of this preliminary document has been lodged with the Monetary Authority of Singapore (the “Authority”). The Authority assumes no responsibility for the contents of the preliminary document. Lodgment of the preliminary document with the Authority does not imply that the Securities and Futures Act, or any other legal or regulatory requirements, have been complied with.”.
2. In a case where the entity in respect of which the securities or securities‑based derivatives contracts are to be offered is a company, and the preliminary document contains a statement that the company has been converted to a public company even though the company has not been so converted as at the date of lodgment of the preliminary document, the date of such conversion, if and only if the preliminary document contains a further statement that the company has not been converted to a public company as at the date of lodgment of the preliminary document and will be converted to a public company before the registration of the prospectus.
3. In a case where the entity in respect of which the securities or securities-based derivatives contracts are to be offered is a business trust, and the preliminary document contains a statement that the business trust has been registered as a business trust by the Authority under section 4(1) of the Business Trusts Act (Cap. 31A) even though it has not been so registered as at the date of lodgment of the preliminary document, the date of such registration, if and only if the preliminary document contains a further statement that the business trust has not been registered as at the date of lodgment of the preliminary document and will be registered before the registration of the prospectus.
4. In a case where the preliminary document contains a statement that a restructuring exercise has been carried out in connection with the offer even though the restructuring exercise has not been completed as at the date of lodgment of the preliminary document, the relevant date or dates on which the restructuring exercise is undertaken, if and only if the preliminary document includes a further statement that the restructuring exercise has not been carried out as at the date of the lodgment of the preliminary document and will be completed before the registration of the prospectus.
5. For the purposes of paragraph 4, “restructuring exercise” includes any restructuring exercise carried out by means of any of the following:
the subscription, purchase or sale of securities or securities‑based derivatives contracts; (b)the purchase or sale of assets; (c)the conversion or exchange of convertible or exchangeable securities or securities‑based derivatives contracts;
the exercise of any option for the subscription, purchase or sale of securities or securities‑based derivatives contracts. 6. In a case where information required to be provided as of the latest practicable date pursuant to the applicable provisions in the Fifth to Tenth and Seventeenth Schedules cannot be provided as of a date that is no earlier than 14 days after the date of lodgment of the preliminary prospectus, the information required to be provided as of the latest practicable date in the context of the applicable requirements, if and only if the preliminary prospectus includes the required information as of a date that is no earlier than one month after the date of lodgment of the preliminary prospectus and a statement that the information will be updated to a date that is no earlier than 14 days after the date of lodgment of the preliminary prospectus before registration of the prospectus by the Authority.
7. The price at which the securities or securities-based derivatives contracts will be offered.
8. The number or nominal amount of securities or securities‑based derivatives contracts to be offered, or the amount of subscription for securities or securities‑based derivatives contracts to be sought.
9. The date of registration of the prospectus, if and only if the front cover of the preliminary document includes the date of lodgment of the preliminary document. 10. The time period during which the offer will be kept open. 11. The dates on which the securities or securities‑based derivatives contracts will be listed for quotation or quoted on an approved exchange or overseas exchange, and on which trading will commence.
12. Any information that is dependent on the final determination of paragraphs 7 to 11.
13. Any other information that may be approved by the Authority in any particular case.