Singapore legislation

Regulation 9

of Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013

Regulation 9

Time and manner of reporting

Amended byS 410/2024 wef 21/10/2024S 410/2024 wef 21/10/2024S 410/2024 wef 21/10/2024

Subregulation 1

Amended byS 410/2024 wef 21/10/2024

Unless deferred reporting under regulation 11, 11A, 11B or 11C is allowed, a person that is a specified person on 21 October 2024 must report each item of information in the first column of the table in Part 1 of the Third Schedule (called in this regulation the Table) to a licensed trade repository or licensed foreign trade repository at the time set out opposite that item of information in the second column of that Table.

Subregulation 2

Amended byS 410/2024 wef 21/10/2024

Unless deferred reporting under regulation 11, 11A, 11B or 11C is allowed, a person that becomes a specified person after 21 October 2024 must report each item of information in the first column of the Table to a licensed trade repository or licensed foreign trade repository at the time set out opposite that item of information in the third column of that Table.

Subregulation 3

[Deleted by S 410/2024 wef 21/10/2024]

Subregulation 4

[Deleted by S 410/2024 wef 21/10/2024]

Subregulation 5

Amended byS 410/2024 wef 21/10/2024

Where there is any amendment, modification, variation or change to any information on a specified derivatives contract that has been reported by a specified person to a licensed trade repository or licensed foreign trade repository, that specified person shall report that amendment, modification, variation or change —

(a)

to that licensed trade repository or licensed foreign trade repository; or

(b)

if that specified person is no longer a participant of that licensed trade repository or licensed foreign trade repository, to another licensed trade repository or licensed foreign trade repository of which that specified person is a participant.