Clause 5Minister to be notified of amendments to rules
Clause 6Application of this Part
Clause 7Dealer’s licence
Clause 8Dealer’s representative’s licence
Clause 9Applications for licence or renewal
Clause 10Registrar to grant or renew dealer’s licence in certain circumstances
Clause 11Registrar to grant or renew representative’s licence in certain circumstances

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Clause 8

Dealer’s representative’s licence

BillNot in forceProvision 15 of 75

Clause 8

No person shall act as a dealer’s representative unless he is the holder of a dealer’s representative’s licence under this Part.

Parent legislation

Securities Industry Bill

Nearby in this law

Clause 5Minister to be notified of amendments to rules
Clause 6Application of this Part
Clause 7Dealer’s licence
Clause 8Dealer’s representative’s licence
Clause 9Applications for licence or renewal
Clause 10Registrar to grant or renew dealer’s licence in certain circumstances
Clause 11Registrar to grant or renew representative’s licence in certain circumstances