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Updated 14 Oct 2026, 09:20

Laws
Financial Advisers Regulations
reg 19

In force2004 Revised EditionCurrent version · 2004 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)

Contents

Financial Advisers Regulations

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VAccounts and Audit

17 regulations earlier

14AACriteria for determining if chief executive officer or director of licensed financial adviser has breached duties
14AFinancial advisers and representatives, etc., to be fit and proper persons
15Minimum financial requirements
16Continuing financial requirements
17Professional indemnity insurance
18Unsecured advances, unsecured loans and unsecured credit facilities
18ANon-application of section 36 of Act
18BProduct due diligence
19Repealed
20Insurance broking premium accounts
20ARegister of interests in listed specified products
20BPlace at which register is kept
20CParticulars of financial journalists
21Use of term “independent”
22Product advertisements
22AApproval of product advertisement
22BExemption from regulation 22(1)
22CMaintaining records of approval
22DAdvertisement other than product advertisement
27Exemption from requirement to hold financial adviser’s licence for certain persons in respect of certain activities
27AExemption of banks and merchant banks
28Exemption for giving advice or analysis on bonds
29Exemption for Service Companies
30Repealed
31Exemption for introducing activities

37 regulations later

Financial Advisers Regulations · 2004 Revised Edition

Regulation 19

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Official textFrom Singapore Statutes Online, unchanged

Repealed

[Deleted by S 659/2018 wef 08/10/2018]

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Financial Advisers Regulations · reg 19

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Where this comes from

Singapore Statutes Online · Financial Advisers Regulations, 2004 Revised Edition. Reader record updated on 2 Aug 2026.

Singapore legislation is Government copyright, used with the permission of the Attorney-General’s Chambers. Check Singapore Statutes Online for the latest version.

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Free to read. Laws come from Singapore Statutes Online and court decisions from eLitigation, their official publishers. Check the official version before you rely on it. Singapore legislation is Government copyright, used with the permission of the Attorney-General’s Chambers. Check Singapore Statutes Online for the latest version.

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Updated 14 Oct 2026, 09:20