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Updated 24 Oct 2026, 03:15

Laws
Financial Advisers Regulations
reg 32

In force2004 Revised EditionCurrent version · 2004 Revised EditionSee versions on Singapore Statutes Online(opens the publisher’s site)

Contents

Financial Advisers Regulations

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VAccounts and Audit

34 regulations earlier

22CMaintaining records of approval
22DAdvertisement other than product advertisement
27Exemption from requirement to hold financial adviser’s licence for certain persons in respect of certain activities
27AExemption of banks and merchant banks
28Exemption for giving advice or analysis on bonds
29Exemption for Service Companies
30Repealed
31Exemption for introducing activities
32Repealed
32AExemption for persons exempt under Second Schedule to Securities and Futures (Licensing and Conduct of Business) Regulations
32BExemption for advising institutional investor, related corporation, etc.
32CExemption for foreign research houses
32CARepealed
32CBExemption for certain entities providing financial advisory service under approved arrangements
32DExemption for, and application of Regulations to, venture capital fund manager and its representatives
33Exemption from section 34 of Act for advising accredited investor or expert investor
33AExemption from section 36 for dealers and related exemptions
34Exemption from section 36 of Act in certain circumstances
34ANon‑application of sections 47 and 48 of Act for certain persons
35Exemption from section 45 of Act
36Repealed
37Reporting requirements for exempt financial advisers
38Exemption of licensed financial advisers for distribution of direct purchase insurance products
39Exemption of specified financial advisers for distribution of direct purchase insurance products
40Exemption of appointed or provisional representative of exempt adviser for distribution of direct purchase insurance products

20 regulations later

Financial Advisers Regulations · 2004 Revised Edition

Regulation 32

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No plain-English summary for reg 32 yet. See the rest of this law

Official textFrom Singapore Statutes Online, unchanged

Repealed

[Deleted by S 362/2005 wef 01/07/2005]

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Read on from reg 32A

Schedules

Read on from Schedules

Details

Financial Advisers Regulations · reg 32

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Where this comes from

Singapore Statutes Online · Financial Advisers Regulations, 2004 Revised Edition. Reader record updated on 2 Aug 2026.

Singapore legislation is Government copyright, used with the permission of the Attorney-General’s Chambers. Check Singapore Statutes Online for the latest version.

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Updated 24 Oct 2026, 03:15