Singapore legislation

Regulation 41

of Financial Advisers Regulations

Regulation 41

Compoundable offences

Amended byS 76/2004 wef 24/02/2004S 716/2010 wef 26/11/2010S 166/2013 wef 28/03/2013S 222/2023 wef 31/12/2021S 222/2023 wef 31/12/2021

The following offences may be compounded by the Authority in accordance with section 117 of the Act:

(a)

any offence under the Act which is punishable by a fine only;

(b)

any offence under section 6(4), 22(8), 27(4), 42(5) or 45(7) of the Act; or

(c)

any offence under section 112(1)(a) of the Act, where the non-compliance referred to in that section constitutes an offence which is compoundable under paragraph (a) or (b).