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Ask AIabout Financial Advisers (Exemption for…

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Subsidiary Legislation
Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021
Regulation 5

Regulation 5

of Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021

Subsidiary LegislationIn forceProvision 5 of 8

Regulation 5

Repealed / deleted

[Deleted by S 223/2023 wef 28/04/2023]

Read in full context — Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021 →

←PreviousRegulation 4 · Exemption for licensed financial advisers carrying on qualifying businesses through foreign offices under cross‑border arrangements, and their foreign representatives NextRegulation 6 · Exemption for specified exempt financial advisers carrying on qualifying business through foreign offices under cross‑border arrangements, and their foreign representatives→

Parent legislation

Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021

Read in full context →

←PreviousRegulation 4 · Exemption for licensed financial advisers carrying on qualifying businesses through foreign offices under cross‑border arrangements, and their foreign representatives NextRegulation 6 · Exemption for specified exempt financial advisers carrying on qualifying business through foreign offices under cross‑border arrangements, and their foreign representatives→

Nearby in this law

Regulation 2Definitions
Regulation 3Forms
Regulation 4Exemption for licensed financial advisers carrying on qualifying businesses through foreign offices under cross‑border arrangements, and their foreign representatives
Regulation 5
Regulation 6Exemption for specified exempt financial advisers carrying on qualifying business through foreign offices under cross‑border arrangements, and their foreign representatives
Regulation 7Exemption for certain specified exempt financial advisers previously carrying on qualifying businesses providing certain financial advisory services in respect of specified investment products through foreign offices under cross‑border arrangements, and their foreign representatives
Regulation 8Circumstances for exemption