Singapore legislation

Regulation 19

of Securities and Futures (Disclosure of Interests) Regulations 2012

Regulation 19

Penalties under Subdivision 2 of Division 1 of Part VII of Act extended by this Part

Amended byS 134/2018 wef 19/03/2018

Subregulation 1

Section 137D(1) of the Act applies to any person who —

(a)

intentionally or recklessly contravenes —

(i)

section 135, 136(1) or (2) or 137 of the Act, as applied by regulation 15;

(ii)

section 137A of the Act as applied by regulation 16; or

(iii)

section 137B of the Act as applied by regulation 17; or

(b)

in purported compliance with any provision mentioned in sub-paragraph (a)(i) or (iii), furnishes any information which the person knows is false or misleading in a material particular or is reckless as to whether it is,as it applies to a person mentioned in section 137D(1) of the Act.

Subregulation 2

Section 137D(2) of the Act applies to any person who —

(a)

contravenes —

(i)

section 135, 136(1) or (2) or 137 of the Act, as applied by regulation 15;

(ii)

section 137A of the Act as applied by regulation 16; or

(iii)

section 137B of the Act as applied by regulation 17; or

(b)

in purported compliance with any provision mentioned in sub-paragraph (a)(i) or (iii), furnishes any information which is false or misleading in a material particular,as it applies to a person mentioned in section 137D(2) of the Act.