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In forceAmended2020 Revised Edition

Part 6 · Disciplinary Proceedings

51B. Pre-hearing conferences by Disciplinary Committee

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Amended

Last amended by an amending law of 2025.

(1)

The Disciplinary Committee may by written notice direct both of the following persons to attend a pre‑hearing conference in relation to its formal inquiry:

(a)

the public accountant or accounting entity (as the case may be) against whom the complaint was made or in relation to whom the information was referred to the Disciplinary Committee;

(b)

the advocate and solicitor appointed by the Oversight Committee to prosecute the complaint or act as a legal adviser to the Disciplinary Committee.

(2)

At the pre‑hearing conference —

(a)

the public accountant may appear in person, or be represented by counsel; or

(b)

the accounting entity may be represented by any of its individual practitioners, or be represented by counsel.

(3)

The quorum for a meeting of the Disciplinary Committee in respect of a pre‑hearing conference is constituted by the chairperson and at least 2 other members of the Disciplinary Committee.

(4)

At the pre‑hearing conference, the Disciplinary Committee may —

(a)

require the parties to provide the Disciplinary Committee with any information or document that the Disciplinary Committee requires; and

(b)

give any direction that appears to be necessary or desirable for the determination of any issue at the formal inquiry.

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