Financial Advisers Act 2001 · 2020 Revised Edition · Schedules
Schedule 2 · Types of financial advisory service
Feedback & supportSECOND SCHEDULESections 2(1) and 5(1)Types of financial advisory service
financial advisory service
“financial advisory service” means all or any of the services specified in the Second Schedule;
1. Advising others, either directly or through publications or writings, and whether in electronic, print or other form, concerning any investment product, other than —
investment product
“investment product” means —(a)any capital markets products;(b)spot foreign exchange contracts other than for the purposes of leveraged foreign exchange trading;(c)any life policy; or(d)any other product as may be prescribed;
in the manner set out in paragraph 2; or
advising on corporate finance within the meaning of the Securities and Futures Act 2001.
securities
“securities” has the meaning given by section 2(1) of the Securities and Futures Act 2001;
2. Advising others by issuing or promulgating research analyses or research reports, whether in electronic, print or other form, concerning any investment product.
3. Arranging of any contract of insurance in respect of life policies, other than a contract of reinsurance.[S 658/2018]