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In force2020 Revised Edition

Part 1 · Preliminary

1. Short title

Feedback & support

This Act is the Financial Advisers Act 2001.

Report

Part 2

Financial Advisers and Representatives

Part 3

Conduct of Business

Part 4

Accounts and Audit

Part 4A

Prohibited Businesses

Part 5

Powers of Authority

Part 6

Supervision and Investigation

Part 7

Assistance to Foreign Regulatory Authorities

Part 8

Offences

Part 9

Appeals

Part 10

Miscellaneous

Schedules