Financial Advisers Act 2001 · 2020 Revised Edition · Part 5 · Powers of Authority
73. Records and public register of representatives
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The Authority must keep in such form as it thinks fit records of the following information of each appointed representative and provisional representative:
his or her name;
the name of his or her current principal and every past principal (if any);
the current and past types of financial advisory service provided by him or her, and the date of commencement and cessation (if any) of such service;
where the business of the principal for which he or she acts is carried on under a name or style other than the name of the principal, the name or style under which the business is carried on;
disciplinary proceedings or other action taken by the Authority against him or her and published under section 77; and
such other information as may be prescribed.
The information mentioned in subsection (1) need only be kept for such period of time as the Authority considers appropriate.
The Authority may reproduce the records mentioned in subsection (1) or any part of them in a public register of representatives which must be published in such manner as it considers appropriate.[63A
public register of representatives
“public register of representatives” means the register of that name under section 73(3);